Compliance & Internal Control
General Management - The Management team -Business Developpment - Administrative & Financial Department - Compliance & Internal Control
METROPOLE Gestion has implemented a global risk management framework, which is organized around 3 levels of controls:
- Level 1 controls are operational controls carried out on a daily basis by the Portfolio Management Team including the Portfolio Managers Assistants (Middle Office).
- Level 2 controls are performed both by the Compliance Officer (CCO) and by the Risk Manager (CRO), who are in charge of the permanent control function.
- Level 3 controls are periodic controls, performed by the Head of Internal Audit and by an external auditor (MDCCI).